investment adviser :
Search Words
News & Articles
- SEC Charges Top Officials At Investment Adviser in Scheme to Hide Theft From Pension Fund of Detroit Police and ...
Washington, D.C., June 10, 2013 — The Securities and Exchange Commission today charged the leader of a Detroit-based investment adviser for stealing nearly $3.1 million from the pension fund that the firm manages for the city's police officers and firefighters so he could buy two strip malls in California.
June 10, 2013 - U.S. Securities and Exchange Commission - Investment Adviser Admits Stealing from Clients
ST. LOUIS - A St. Louis-area investment adviser faces up to 40 years in federal prison now that he's admitted pilfering more than $1.8 million from client accounts.
June 8, 2013 - KOMU Columbia - Ladue investment adviser admits stealing more than $1.8M from clients
ST. LOUIS (AP) -- A St. Louis-area investment adviser faces up to 40 years in federal prison now that he's admitted pilfering more than $1.8 million from client accounts. Greg John Campbell, 34, of Ladue pleaded guilty Friday in federal court in St. Louis to two counts of wire fraud. Authorities say Campbell was working as a Merrill Lynch financial adviser from mid-2006 through October 2011 when ...
June 7, 2013 - KMOV St. Louis