securities industry : Definition, Usages, News and More
- n the securities markets in the aggregate
News & Articles
The Securities and Exchange Commission (SEC) has banned Paul Randall Fraley from the securities industry. The commission's complaint said that from 2006 to 2009, he raised more than $2.3 million through an unregistered offering of Nova Gen stock.
June 12, 2013 - San Diego Reader
- Sifma’s Gregg Says Congressional Control of Fed Would Be ‘Ruin’
Judd Gregg, the new chief executive officer of the Securities Industry and Financial Markets Association, said congressional control over the Federal Reserve would lead to “economic ruin.”
June 11, 2013 - Bloomberg