securities and exchange commission
- n an independent federal agency that oversees the exchange of securities to protect investors
securities and exchange commission :
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- SEC suspends stock trading of company looking to drill near Augusta
Citing questions surrounding public statements made by Norstra Energy’s business operations, the Securities and Exchange Commission last week suspended trading of the company’s stock in a move to protect investors.
June 30, 2013 - Ravalli Republic - New York Broker who ripped off Sisters of Charity agrees to pay back $350,000
The Securities and Exchange Commission (SEC) has ruled that Paul George Chironis, from Melville, Long Island, had defrauded the Sisters of Charity. The New York broker will pay $350,000 to the elderly nuns in the Bronx.
June 29, 2013 - Irish Central - SEC accuses Burbank company of misleading investors
The Securities and Exchange Commission accused a Burbank medical imaging device company and its chief executive of fraud for allegedly misleading investors about the Food and Drug Administration s views of one of its products.
June 28, 2013 - Burbank Leader