regulatory authority
- n a governmental agency that regulates businesses in the public interest
regulatory authority :
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- Retirement Weekly: Duly Noted
The Financial Industry Regulatory Authority is warning investors that alternative mutual funds are complex investments that require scrutiny, because their risk is different from that of other funds.
June 14, 2013 - Market Watch - Plan for quashing broker complaints to meet resistance
Within the next few weeks, the Financial Industry Regulatory Authority expects to send the Securities and Exchange Commission a proposal to make it easier for securities brokers to erase certain black ...
June 13, 2013 - Reuters via Yahoo! Finance - FINRA urges awareness of alternative funds
The Financial Industry Regulatory Authority is urging investors to make sure they understand alterative funds before they invest in them. The industry watchdog issued a new investor alert Tuesday that ...
June 11, 2013 - Associated Press via Yahoo! News